-Online Broker- Risk & Compliance (Team Lead)ID:41124

15,000 MYR ~ 18,000 MYRAmpangOver 3 months ago

Overview

  • Salary

    15,000 MYR ~ 18,000 MYR

  • Industry

    Finance(Securities)

  • Job Description

    Company Profile: Malaysia’s first full fledged online broker, creating a new trading experience in Malaysia via trading platform (available via app and web), offer a 360° effortless trading experience from account opening, execution, settlement of trade, research and trading ideas as well as rewards and education.

    Location: Kuala Lumpur City Center (Jalan Tun Razak)

    Job Scopes:
    - To lead a team of Risk & Compliance
    - Established full function of financial Profit & Loss (P&L), budgeting, compliance and control and procedure manual documentations.
    - Supporting Settlement & Reconciliation
    - Assist in the development of risk management policies which include risk management strategies and risk tolerance level for various business units within the groups.
    - Monitor and ensure the implementation and compliance to the policies and procedure
    - Identify cost-effective strategies to improve operation efficiency and review service level agreement and related operations guidelines periodically.
    - Institute appropriate control measures , check & balance and monitor mechanisms to track deliverables and the team performance
    - Enhance service delivery quality through preservation of data accuracy & integrity and sanctity of data confidentiality.
    - Produce periodical performance and financial report for management review on timely manner.
    - Lead and manager overall work planning within the unit including resource management.
    - Attend/Present in the monthly business review, update on performance and sales outlook and any potential business opportunity to management.
    - Enhancement operation support team.

Qualifications

  • Requirement

    Requirements:
    - Proficient in English, Malay, Japanese* (*Added Advantage)
    - Must possess Bachelor Degree holder in Business Studies or its equivalent
    - Experience :
    a. Minimum 15 - 20 years of experience and possess senior leadership experience in retail banking industry
    b. Had a good relationship with Bank Negara Malaysia (BNM), Bursa Saham Kuala Lumpur (BSKL) and manage payment license
    - Aged from 40 ~ 50

    Contact:
    1. Send in your latest resume to info-my@reeracoen.asia
    2. Call in +603-20201885 for more info.

  • English Level

    -

  • Other Language

    Malay, English

Additional Information