Head of ComplianceID:52310

18,000 MYR ~ 20,000 MYRBukit Bintang/KLCCOver 3 months ago

Overview

  • Salary

    18,000 MYR ~ 20,000 MYR

  • Industry

    Finance(Banking), Finance(Securities), Finance(Other)

  • Job Description

    <Job Purpose>
    The incumbent will report directly to the Board of Directors, with an administrative reporting to the Chief Executive Officer, and will work with the Senior Management on all governance, risk management and compliance related matters.
    The Head of Compliance is responsible for providing an institution-wide view on the management of compliance risk and oversight the Company’s risk management framework.

    <Duties and responsibilities>
    1. Responsible for the Company’s compliance function, including risk management, governance, credit recovery, confidential data, anti-corruption, whistleblowing and overseeing legal as well as internal audit functions.
    2. Develop due diligence and assurance program such as surveillance monitoring, transaction monitoring and suspicious transaction report.
    3. Develop and review policies and procedures to ensure compliance with the regulatory guidelines, company requirements and industry best practices.
    4. Oversight the Company’s risk management function, including IT risk, operation risk, fraud risk, credit risk, human capital risk etc.
    5. Liaise with external parties, including Securities Commission, relevant regulators, internal & external auditors, pertaining to Company’s compliance and risk management functions.
    6. Instil compliance culture within the Company.
    7. Keep abreast on compliance and risk management issues and relevant industry trends.

Qualifications

  • Requirement

    - Education Background : Candidate must possess at least a tertiary degree in related field or has obtained the relevant accredited professional qualification in risk management and compliance.

    - Experience :
    > More than 10 years of working experience in Compliance within the capital market industry or banking and financial institutions industry.
    > Preferably possess knowledge and working experience in Risk Management.

    - Certificate:
    > The Candidate will need to sit for the required Modules with the SIDC i.e. Module 6, Module 7 and Module 11 to be registered as a Compliance Officer with the SC, if have not done so.
    > Such modules of the SIDC examination as may be relevant to the scope of responsibilities of the Compliance Officer.

    Others:
    > Ability to access potential problems and make sound judgement around issues that may have an adverse effect on the business.
    > Possess excellent communication, presentation and interpersonal skills.
    > Ability to work effectively in a team and to manage stakeholders.
    > Possess analytical skills, critical thinking and is detail oriented.
    > Good knowledge of MS Office and Power Point.

  • English Level

    -

  • Other Language

    English

Additional Information

  • Benefit

    Salary: RM 18,000 ~ RM 20,000

    - Annual Leave 22 days
    - Fixed health allowance RM 125
    - Insurance for Employee and dependent
    - Performance bonus 1 month averagely

  • Working Hour

    0830 ~ 1730

  • Holiday

    -

  • Job Function