Overview

• Salary

  5,000 MYR ~ 6,000 MYR

• Industry

  Finance(Securities), Finance(Other)

• Job Description

  Company Profile:
  This company is the Malaysia’s first full fledged online broker.
  
  Location: Imbi
  
  Job Scope:
  1. To assist the Head, Risk Management and Compliance in discharging his/her duties on the Company’s risk management and compliance functions, including governance and overseeing legal and internal audit functions.
  2. Lead and manage ongoing due diligence and assurance program such as surveillance monitoring, transaction monitoring and suspicious transaction report.
  3. Liaise with external parties including regulators such as Securities Commission Malaysia on Compliance and Risk Management matters, as necessary.
  4. To develop, review and monitor policies and procedures to ensure compliance with regulatory guidelines, company requirements and industry best practices.
  5. To perform Compliance Assurance (Review & Testing) as well as AML/CFT matters.
  6. Provide relevant risk management and compliance trainings including regulatory updates to internal staff.
  7. Implement processes to monitor and manage risks effectively.
  8. Develop risks related policies and procedures, risk limits and approval authorities.Total Remuneration: